NYSE Regulation, Inc.

An independent not-for-profit corporation dedicated to strengthening market integrity
Relationships Interlocks Giving Data

Leadership & Staff

James F Duffy
• Executive Vice President
Richard G Ketchum Retired Chairman & Chief Executive Officer, FINRA
• CEO ('06→Mar '09)

Board Members

Kurt P Stocker Northwestern University
• Director
Shirley Ann Jackson President, Rensselaer Polytechnic Institute
• Chairman
Claudia Crowley
• Director
Richard Moore
• Director
James K Rutledge
• Director
John W Schmidlin Retired
• Director
Richard S Pechter Alumnus, Teach For America, Retired Chairman, DLJ Financial Services
• Director
Stephen J Friedman Seventh president of Pace University
• Director
Ellyn L Brown president of Brown and Associates
• Director

Parents

New York Stock Exchange
• Parent Org
NYSE Regulation, Inc.
Updated over 10 years ago

Basic Info

Types Organization, Business, Other Not-for-Profit
Start date 2005
Website http://usequities.nyx.com/nyse-regulation
Aliases New York Stock Exchange Regulation, Inc.

Source Links

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