HSBC North America Holdings Inc.

North American subsidiary of HSBC

HSBC North America Holdings Inc. is one of the ten largest bank holding companies in the United States with assets of US $366.3 billion at 30 June 2011 (US GAAP). The company’s businesses serve customers in the following key areas: retail banking and wealth management, credit cards, specialty insurance products, commercial banking, private banking, asset management, and global banking and markets.

Relationships Interlocks Giving Data

Leadership & Staff

Kavita Mahtani CFO, Americas, HSBC

• CFO, Americas

Loren C. Klug HSBC North America Holdings Inc.

• Senior Executive Vice President

Stuart T Gulliver CEO, HSBC

• Group Chief Executive Officer

Susan Elkin

• vice president

Jodi Richard US Bank Executive

• Executive Vice President and Head of Operational Risk and Internal Control (past)

Nancy A Naples Former Erie County Comptroller; former Commissioner of NYS DMV

• Position (past)

Aaron Siegel President & CEO, Franklin Asset Management

• Position (past)

David Gelber

• Position (past)

Brendan McDonagh

• CEO

Board Members

1 / 3

Irene Dorner President and Chief Executive Officer, HSBC Bank USA, N.A.

• Board Member

Larree M Renda Former Safeway executive

• Board Member

Rona Alison Fairhead former chairman and CEO of the Financial Times Group Limited

• Chairman

Beatriz R Perez Senior Vice President Integrated Marketing, Coca-Cola North America

• Board Member

Samuel Minzberg Partner, Davies Ward Phillips & Vineberg LLP

• Board Member

Louis Hernandez Jr President and Chief Executive Officer, Open Solutions Inc.

• Board Member

Michael F Geoghegan Group Chief Executive, HSBC Holdings plc

• Board Member

Anthea Disney Former Executive Vice President-Content, News Corporation

• Board Member

William R P Dalton Former Chief Executive, HSBC Bank plc

• Board Member

Niall S K Booker Chief Executive Officer, HSBC North America Holdings Inc.

• CEO [+1]

• Board Member

Donations

The Chicago Public Education Fund

• Donation · 250,000 USD

Buffalo Niagara Partnership Western New York's corporate lobby and chamber of commerce

• Donation

InVest Buffalo Niagara Buffalo business development coalition

• Donation*

Child Organizations

HSBC Securities (USA) Inc. Primarily works with high net worth individuals

• Child Org

HSBC USA Inc An indirect wholly owned subsidiary of HSBC North America Holdings Inc. ("HSBC North America"), which is an indirect wholly owned subsidiary of HSBC Holdings plc ("HSBC").

• Child Org

Parents

HSBC Overseas Holdings (UK) Ltd. Bank holding company

• Parent Org