Mr. Schwartz has primary responsibility for the day-to-day development and administration of the Firm's regulatory compliance program. Prior to joining Millennium, Mr. Schwartz practiced law with the law firm Fried, Frank, Harris, Shriver & Jacobson. At Fried Frank, Mr. Schwartz's practice was focused on the regulation of financial institutions under the federal securities laws. Mr. Schwartz counseled clients on a full range of securities law requirements, and represented clients in connection with SEC and SRO examinations and enforcement actions. Before entering private practice, Mr. Schwartz was on the staff of the SEC's Division of Market Regulation at the Office of Financial Responsibility Risk Management and Control. Mr. Schwartz received a JD from the University of Maryland School of Law. Mr. Schwartz is also a Certified Public Accountant. Mr. Schwartz is a member of the CLEO Committee and Valuation Committee of the General Partner.
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